Regulations of PolyReg
Federal Acts and Regulations
Becoming a member of PolyReg
Membership is open to persons or legal entities who offer services as a
financial intermediary within the scope of article 2 paragraph 3
MLA having their legal
domicile in Switzerland.
A member may be accepted under the following conditions:
- The member itself, the persons it entrusts with the tasks
of management and administration, and all employees working for it in the
domain of financial intermediation must enjoy a good reputation with regard
to their activity as financial intermediaries and be able to guarantee
fulfilment of their obligations under the MLA and the regulations.
- The member undertakes to conduct its activity at all times
in accordance with the object laid down in the statutes.
- The member undertakes to comply at all times with the
obligations laid down in the MLA, the directives issued by the control
authority, and the regulations stipulated in Art. 25 MLA.
Applications for membership have to be filed at the
and must make use of the
which must be completed and duly signed.
Any subsequent changes of address, staff or any other information
provided with the initial application shall be reported with no
delay. Please use the form
for such reports.