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PolyReg General Self-Regulatory Organisation
 
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News

In this section, SRO PolyReg provides information about various current topics.

July 1st 2021: The revised 2021 Statutes were adopted by the General Meeting of the Association and approved by the Swiss Financial Market Supervisory Authority FINMA. The revised Statutes enter into force on July 1st, 2021 and are available in german, french and italian. (English translation still pending).

April 1st 2021: Entry into force of the revised Regulations of the SRO PolyReg (english traslation still pending).

19.10.2020: The Swiss Financial Market Supervisory Authority FINMA approves RegFix as an adviser register under FinSA. Further information: www.reg-fix.ch.

06.07.2020: The Swiss Financial Market Supervisory Authority FINMA approves OSFIN, one of the first supervisory organisations in Switzerland: www.finma.ch/en/news/2020/07/20200707. Further information: www.osfin.ch.

26.03.2020: The President of the Executive Boar, Dr. Thomas Spahni, has resigned after 20 years in office. The Board of Directors has elected Prof. Dr. Daniel Jositch as the new President from among the existing Board members.

01.01.2020: New Regulations in the version of 20 september 2019.

19.10.2019: With effect as of January 1, 2020 all reports to MROS shall be filed by means of the new online platform "goAML". Inscription with MROS is required to obtain the password.

Ethics of the profession

Information for asset managers on the obligation to submit to supervision (Ethics of the Profession)